UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (date of earliest event reported): June 15, 2023

 

EVERCORE INC.

(Exact name of registrant as specified in its charter)

 

 

Delaware		001-32975		20-4748747
(State or other jurisdiction of incorporation)		(Commission File No.)		(IRS Employer Identification No.)

 

55 East 52nd Street

New York, New York 10055

(Address of principal executive offices)

(212) 857-3100

(Registrant’s telephone number, including area code)

NOT APPLICABLE

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of class		Trading Symbol(s)		Name of each exchange on which registered
Class A common stock, par value $0.01 per share		EVR		New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 under the Exchange Act (17 CFR 240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

(a) Evercore Inc. (“Evercore”) held its annual meeting of stockholders on June 15, 2023.

(b) Stockholders voted on the matters set forth below.

1. The nominees for election to the Board of Directors were elected to serve as directors until the next Annual Meeting or until their successors are duly elected and qualified, based upon the following final tabulation of votes:

 

Roger C. Altman		For			34,235,968
		Against			1,138,734
		Abstain			16,724
		Broker non-votes			2,774,557
Richard I. Beattie		For			34,881,160
		Against			493,544
		Abstain			16,722
		Broker non-votes			2,774,557
Pamela G. Carlton		For			34,312,843
		Against			1,061,333
		Abstain			17,250
		Broker non-votes			2,774,557
Ellen V. Futter		For			34,378,541
		Against			995,633
		Abstain			17,252
		Broker non-votes			2,774,557
Gail B. Harris		For			33,544,415
		Against			1,829,817
		Abstain			17,194
		Broker non-votes			2,774,557
Robert B. Millard		For			33,520,334
		Against			1,831,717
		Abstain			39,375
		Broker non-votes			2,774,557
Willard J. Overlock, Jr.		For			34,675,658
		Against			698,391
		Abstain			17,377
		Broker non-votes			2,774,557
Sir Simon M. Robertson		For			34,108,781
		Against			1,265,241
		Abstain			17,404
		Broker non-votes			2,774,557
John S. Weinberg		For			34,199,560
		Against			1,174,847
		Abstain			17,019
		Broker non-votes			2,774,557
William J. Wheeler		For			34,536,372
		Against			838,187
		Abstain			16,867
		Broker non-votes			2,774,557
Sarah K. Williamson		For			34,700,279
		Against			671,682
		Abstain			19,465
		Broker non-votes			2,774,557

2. The non-binding, advisory vote to approve executive compensation of Evercore’s named executive officers (“say-on-pay”) was approved based upon the following final tabulation of votes:

 

For			32,414,713
Against			2,926,084
Abstain			50,629
Broker non-votes			2,774,557

3. The appointment of Deloitte & Touche LLP as Evercore’s independent registered public accounting firm for 2023 was ratified, based upon the following final tabulation of votes:

 

For			37,653,494
Against			491,480
Abstain			21,009
Broker non-votes			N/A

(c) Not applicable.

(d) Not applicable.

Item 9.01 Submission of Matters to a Vote of Security Holders.

(d) Exhibits

 

Exhibit No.		Description
104		Cover Page Interactive Data is formatted in Inline XBRL (and contained in Exhibit 101)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

Dated: June 20, 2023